| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SORRENTO SECURITIES LIMITED | RO | 就證券提供意見 | 2022-06-17 | - |
| RO | 證券交易 | 2022-01-20 | - | |
| Rep | 證券交易 | 2021-11-25 | 2022-01-20 | |
| China-Hong Kong Link Securities Company Limited | RO | 證券交易 | 2020-05-20 | 2021-11-21 |
| Rep | 證券交易 | 2020-04-29 | 2020-05-20 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2016-02-19 | 2019-12-18 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-03-23 | 2019-12-18 |
已採集記錄中暫無金管局登記。