| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HCEP Management Limited | Rep | 提供資產管理 | 2023-01-03 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-03-29 | 2022-11-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-03-29 | 2022-11-30 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | 就證券提供意見 | 2020-07-30 | 2021-02-10 |
| Rep | 提供資產管理 | 2020-07-30 | 2021-02-10 | |
| China Alpha Fund Management (HK) Limited | Rep | 就證券提供意見 | 2015-03-25 | 2020-07-22 |
| Rep | 提供資產管理 | 2015-03-25 | 2020-07-22 |