| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2022-02-08 | 2026-02-12 |
| Rep | 就證券提供意見 | 2022-02-08 | 2026-02-12 | |
| Rep | 期貨合約交易 | 2022-02-08 | 2026-02-12 | |
| Rep | 證券交易 | 2022-02-08 | 2026-02-12 | |
| Harmony Advisors Limited | Rep | 就證券提供意見 | 2018-05-28 | 2020-01-08 |
| Rep | 提供資產管理 | 2018-05-28 | 2020-01-08 | |
| Rep | 期貨合約交易 | 2018-05-28 | 2020-01-08 | |
| Rep | 證券交易 | 2018-05-28 | 2020-01-08 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-03-25 | 2018-02-23 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-03-25 | 2018-02-23 |