| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | 提供資產管理 | 2023-05-25 | 2025-05-29 |
| Rep | 期貨合約交易 | 2021-12-16 | - | |
| Rep | 就證券提供意見 | 2021-12-09 | - | |
| Rep | 證券交易 | 2021-12-09 | - | |
| XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2019-08-08 | 2021-11-30 |
| Rep | 提供資產管理 | 2019-08-08 | 2021-11-30 | |
| XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-08-08 | 2021-11-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2016-02-04 | 2019-07-31 |
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2015-03-25 | 2016-01-28 |
已採集記錄中暫無金管局登記。