| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2021-05-26 | - |
| Rep | 就證券提供意見 | 2021-05-26 | - | |
| Rep | 證券交易 | 2021-05-26 | - | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2021-05-26 | 2024-03-04 |
| Rep | 就證券提供意見 | 2021-05-26 | 2024-03-04 | |
| Rep | 證券交易 | 2021-05-26 | 2024-03-04 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2020-09-14 | 2021-05-21 |
| Rep | 就證券提供意見 | 2020-09-14 | 2021-05-21 | |
| Rep | 證券交易 | 2020-09-14 | 2021-05-21 | |
| oOo Securities (HK) Group Limited | Rep | 就機構融資提供意見 | 2019-12-03 | 2020-05-19 |
| Rep | 就證券提供意見 | 2019-12-03 | 2020-05-19 | |
| Rep | 證券交易 | 2019-12-03 | 2020-05-19 |