| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2022-08-02 | - |
| Rep | 證券交易 | 2022-08-02 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2022-08-02 | - |
| Rep | 證券交易 | 2022-08-02 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2019-12-05 | 2020-05-13 |
| Rep | 期貨合約交易 | 2019-12-05 | 2022-06-22 | |
| Rep | 證券交易 | 2019-12-05 | 2022-06-22 |