| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2024-03-21 | - |
| Rep | 期貨合約交易 | 2024-03-21 | - | |
| Rep | 證券交易 | 2024-03-21 | - | |
| TFI Securities and Futures Limited | Rep | 證券交易 | 2022-06-23 | 2024-03-16 |
| CloudAlpha Capital Management Limited | Rep | 提供資產管理 | 2022-03-01 | 2022-04-19 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 證券交易 | 2017-08-01 | 2022-01-12 |
| GMO-Z.com Forex HK Limited | Rep | 槓桿式外匯交易 | 2015-03-31 | 2016-12-29 |
已採集記錄中暫無金管局登記。