| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2022-07-06 | - |
| Rep | 期貨合約交易 | 2022-07-06 | - | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就證券提供意見 | 2022-07-06 | 2023-10-02 |
| Rep | 證券交易 | 2022-07-06 | 2023-10-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2021-08-20 | 2022-04-04 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2021-08-20 | 2022-04-04 |
| Rep | 證券交易 | 2021-08-20 | 2022-04-04 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2019-12-12 | 2021-06-04 |
| Rep | 證券交易 | 2019-12-12 | 2021-06-04 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2019-12-12 | 2021-06-04 |