| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EXCELLENT TIDE SECURITIES LIMITED | Rep | 提供資產管理 | 2026-10-08 | - |
| RO | 就證券提供意見 | 2025-04-07 | - | |
| RO | 證券交易 | 2025-04-07 | - | |
| Rep | 就證券提供意見 | 2024-11-27 | 2025-04-07 | |
| Rep | 證券交易 | 2024-11-27 | 2025-04-07 | |
| VALUABLE CAPITAL LIMITED | Rep | 期貨合約交易 | 2020-12-11 | 2024-10-25 |
| Rep | 證券交易 | 2020-12-11 | 2024-10-25 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-09-22 | 2020-11-15 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-09-22 | 2020-11-15 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2016-07-14 | 2017-09-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-07-14 | 2017-09-02 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2015-04-08 | 2015-09-23 |
已採集記錄中暫無金管局登記。