| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-11-11 | - |
| Rep | 期貨合約交易 | 2026-11-11 | - | |
| Rep | 證券交易 | 2026-11-11 | - | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2022-05-27 | 2026-02-06 |
| CMB International Securities Limited | Rep | 證券交易 | 2022-05-27 | 2026-02-06 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2021-03-19 | 2022-04-07 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2021-03-19 | 2022-04-07 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-12-20 | 2021-03-05 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-12-20 | 2021-03-05 |
已採集記錄中暫無金管局登記。