| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 提供資產管理 | 2024-12-18 | - |
| CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2024-12-18 | - |
| RO | 提供資產管理 | 2024-12-18 | - | |
| RO | 證券交易 | 2024-12-18 | - | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2022-07-27 | - |
| Rep | 就證券提供意見 | 2022-07-27 | 2024-02-23 | |
| Rep | 提供資產管理 | 2022-07-27 | 2024-12-18 | |
| CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2022-07-27 | 2024-12-18 |
| Rep | 提供資產管理 | 2022-07-27 | 2024-12-18 | |
| Rep | 證券交易 | 2022-07-27 | 2024-12-18 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2020-08-28 | 2022-06-29 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-08-28 | 2022-06-29 |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供資產管理 | 2020-07-09 | 2022-06-29 |
| HARTFORD CAPITAL LIMITED | Rep | 提供資產管理 | 2019-07-02 | 2020-06-26 |
已採集記錄中暫無金管局登記。