| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-04-02 | - |
| Rep | 證券交易 | 2024-04-02 | - | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2016-07-13 | 2020-02-04 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2016-05-06 | 2020-02-04 |
| Futu Securities International (HONG KONG) Limited | Rep | 提供資產管理 | 2016-03-08 | 2016-04-05 |
| Rep | 證券交易 | 2015-04-10 | 2016-04-05 |