| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2018-04-16 | 2021-05-31 |
| Rep | 證券交易 | 2018-04-16 | 2021-05-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-04-10 | 2018-02-23 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-04-10 | 2018-02-23 |
| Rep | 證券交易 | 2015-04-10 | 2018-02-23 |