| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-08-21 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2024-04-26 | - |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2023-07-20 | 2023-09-26 |
| Rep | 證券交易 | 2023-07-20 | 2023-09-26 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2020-04-16 | 2023-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2019-12-23 | 2023-06-30 |
已採集記錄中暫無金管局登記。