| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Capital Limited | RO | 就機構融資提供意見 | 2026-05-22 | - |
| CMB International Securities Limited | Rep | 證券交易 | 2024-12-16 | - |
| CMB International Capital Limited | Rep | 證券交易 | 2021-06-25 | - |
| Rep | 就機構融資提供意見 | 2021-06-18 | 2026-05-22 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-09-11 | 2021-06-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2017-09-11 | 2021-06-01 |
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2015-04-13 | 2017-08-11 |