| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2026-04-02 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2026-04-02 | - |
| Rep | 證券交易 | 2026-04-02 | - | |
| Chicago Trading Company (CTC) Limited | RO | 期貨合約交易 | 2020-04-29 | 2022-02-28 |
| RO | 證券交易 | 2020-04-29 | 2022-02-28 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2019-03-30 |
| Rep | 證券交易 | 2016-10-11 | 2019-03-30 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2015-04-14 | 2019-03-30 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2015-04-14 | 2016-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-04-14 | 2016-10-10 |