| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 期貨合約交易 | 2025-07-16 | - |
| Rep | 證券交易 | 2025-07-16 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2022-11-30 | 2023-07-10 |
| Rep | 證券交易 | 2022-10-26 | 2023-07-10 | |
| CITIC Securities International Global Markets Limited | Rep | 證券交易 | 2021-10-04 | 2022-08-26 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2020-01-03 | 2021-07-05 |
| Rep | 證券交易 | 2020-01-03 | 2021-07-05 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2020-01-03 | 2021-07-05 |
| Rep | 證券交易 | 2020-01-03 | 2021-07-05 |
已採集記錄中暫無金管局登記。