| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2025-07-08 | - |
| Rep | 證券交易 | 2025-07-08 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2025-06-23 | - |
| RO | 期貨合約交易 | 2022-12-16 | 2025-06-23 | |
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2020-10-07 | 2025-07-08 |
| RO | 證券交易 | 2020-10-07 | 2025-07-08 | |
| Rep | 就證券提供意見 | 2020-01-13 | 2020-10-07 | |
| Rep | 證券交易 | 2020-01-13 | 2020-10-07 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2020-01-13 | 2022-12-16 |