| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VICTORY SECURITIES COMPANY LIMITED | Rep | 提供資產管理 | 2019-08-23 | - |
| Rep | 期貨合約交易 | 2019-07-16 | - | |
| Rep | 證券交易 | 2019-07-16 | - | |
| CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供資產管理 | 2018-07-13 | 2019-02-15 |
| Central China International Futures Company Limited | Rep | 期貨合約交易 | 2017-10-18 | 2019-06-30 |
| Central China International Securities Co., Limited | Rep | 證券交易 | 2017-05-17 | 2019-06-30 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2015-04-23 | 2017-05-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2015-04-23 | 2017-05-01 |