| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 證券交易 | 2026-07-28 | - |
| Rep | 期貨合約交易 | 2016-06-21 | 2026-07-22 | |
| Rep | 證券交易 | 2016-06-21 | 2026-07-28 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-06-01 | 2016-03-21 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-06-01 | 2016-03-21 |
| Rep | 證券交易 | 2015-06-01 | 2016-03-21 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-04-27 | 2015-05-04 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-04-27 | 2015-05-04 |
| Rep | 證券交易 | 2015-04-27 | 2015-05-04 |