| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2025-03-18 | 2026-06-14 |
| Rep | 證券交易 | 2025-03-18 | 2026-06-14 | |
| Rep | 就證券提供意見 | 2018-02-21 | 2021-12-16 | |
| Rep | 證券交易 | 2018-02-09 | 2021-12-16 | |
| Sun International Investment Services Limited | Rep | 證券交易 | 2017-01-10 | 2017-08-20 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-04-27 | 2016-12-30 |