| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WRise Prestige Asset Management Limited | Rep | 就證券提供意見 | 2026-11-09 | - |
| WRise Prestige Securities Limited | Rep | 證券交易 | 2026-11-09 | - |
| JAKOTA ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2023-01-16 | 2024-09-30 |
| Rep | 證券交易 | 2023-01-16 | 2024-09-30 | |
| JAKOTA SECURITIES GROUP LIMITED | Rep | 就證券提供意見 | 2020-09-17 | 2023-01-13 |
| Rep | 證券交易 | 2020-09-17 | 2023-01-13 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2016-07-01 | 2020-01-23 |
| Rep | 證券交易 | 2016-07-01 | 2020-01-23 | |
| Rep | 就證券提供意見 | 2015-04-28 | 2016-06-30 | |
| Rep | 證券交易 | 2015-04-28 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2015-04-28 | 2016-06-30 |
已採集記錄中暫無金管局登記。