| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2023-05-02 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2017-10-06 | 2023-01-13 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2017-10-06 | 2023-01-13 |
| Rep | 期貨合約交易 | 2017-10-06 | 2023-01-13 | |
| Rep | 證券交易 | 2017-10-06 | 2023-01-13 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2015-04-29 | 2017-06-23 |
| Rep | 證券交易 | 2015-04-29 | 2017-06-23 |
已採集記錄中暫無金管局登記。