| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Fosun International Securities Limited | Rep | 就證券提供意見 | 2024-11-04 | - |
| Rep | 證券交易 | 2024-11-04 | - | |
| Yunfeng Securities Limited | RO | 就證券提供意見 | 2024-01-02 | 2024-08-31 |
| RO | 證券交易 | 2024-01-02 | 2024-08-31 | |
| Yunfeng Financial Markets Limited | Rep | 就證券提供意見 | 2021-12-29 | 2024-08-31 |
| Rep | 證券交易 | 2021-12-29 | 2024-08-31 | |
| Yunfeng Securities Limited | Rep | 就證券提供意見 | 2021-12-29 | 2024-01-02 |
| Rep | 證券交易 | 2021-12-29 | 2024-01-02 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2021-04-19 | 2021-11-15 |
| Rep | 期貨合約交易 | 2021-04-19 | 2021-11-15 | |
| Rep | 證券交易 | 2021-04-19 | 2021-11-15 | |
| Futu Securities International (HONG KONG) Limited | Rep | 提供資產管理 | 2017-10-18 | 2020-12-16 |
| Rep | 就證券提供意見 | 2017-07-07 | 2020-12-16 | |
| Rep | 期貨合約交易 | 2017-07-07 | 2020-12-16 | |
| Rep | 證券交易 | 2015-04-30 | 2020-12-16 |
已採集記錄中暫無金管局登記。