| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | RO | 就證券提供意見 | 2023-04-03 | - |
| TFI Asset Management Limited | Rep | 就證券提供意見 | 2022-07-08 | - |
| TFI Securities and Futures Limited | Rep | 期貨合約交易 | 2022-04-25 | - |
| TFI Asset Management Limited | Rep | 提供資產管理 | 2021-07-12 | - |
| TFI Securities and Futures Limited | RO | 證券交易 | 2019-12-19 | - |
| Rep | 證券交易 | 2019-08-29 | 2019-12-19 | |
| CEB International Capital Corporation Limited | Rep | 就證券提供意見 | 2018-06-05 | 2019-05-20 |
| Rep | 證券交易 | 2018-06-05 | 2019-05-20 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2017-05-08 | 2018-05-24 |
| Rep | 證券交易 | 2017-05-08 | 2018-05-24 | |
| Leonteq Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2015-05-04 | 2016-10-06 |
| Rep | 證券交易 | 2015-05-04 | 2016-10-06 |
已採集記錄中暫無金管局登記。