| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-04-21 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-04-09 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2021-04-09 | - |
| HGNH International Forex Co., Limited | Rep | 槓桿式外匯交易 | 2015-09-11 | 2019-09-03 |
| HGNH International Securities Co., Limited | Rep | 證券交易 | 2015-09-11 | 2021-03-12 |
| HGNH International Futures Co., Limited | Rep | 期貨合約交易 | 2015-05-04 | 2021-03-12 |