| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited | Rep | 就證券提供意見 | 2016-03-10 | 2016-08-15 |
| Rep | 證券交易 | 2016-03-10 | 2016-08-15 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2015-05-05 | 2016-02-05 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2015-05-05 | 2016-02-05 |