| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2016-11-29 | 2021-02-05 |
| Rep | 證券交易 | 2016-11-29 | 2021-02-05 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2016-11-29 | 2021-02-05 |
| Rep | 證券交易 | 2016-11-29 | 2021-02-05 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2016-03-23 | 2016-08-18 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-05-05 | 2016-08-18 |