| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2021-12-29 | - |
| Rep | 就證券提供意見 | 2021-11-17 | - | |
| Rep | 證券交易 | 2021-11-17 | - | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2017-04-27 | 2019-10-15 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-11-22 | 2019-10-15 |
| Rep | 證券交易 | 2015-05-13 | 2019-10-15 |