| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2026-11-02 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2026-11-02 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-04-12 | 2026-09-30 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-03-22 | 2026-09-30 |
| China Sunrise Securities (International) Limited | Rep | 就證券提供意見 | 2019-04-18 | 2021-02-19 |
| Rep | 證券交易 | 2018-07-20 | 2021-02-19 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2017-10-10 | 2018-07-04 |
| Rep | 證券交易 | 2017-10-10 | 2018-07-04 | |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2015-05-18 | 2017-09-23 |
| Rep | 證券交易 | 2015-05-18 | 2017-09-23 |
已採集記錄中暫無金管局登記。