| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2023-01-16 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-05-20 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-05-20 | - |
| Rep | 證券交易 | 2021-05-14 | 2023-01-16 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2018-08-15 | 2021-03-12 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2015-05-20 | 2018-05-12 |