| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就機構融資提供意見 | 2022-04-07 | - |
| Rep | 就證券提供意見 | 2022-04-07 | - | |
| Rep | 證券交易 | 2022-04-07 | - | |
| TFI Capital Limited | Rep | 就機構融資提供意見 | 2021-11-22 | 2022-02-15 |
| TFI Securities and Futures Limited | Rep | 證券交易 | 2021-11-22 | 2022-02-15 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2020-02-13 | 2021-09-17 |