| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | RO | 就期貨合約提供意見 | 2025-09-16 | - |
| RO | 就證券提供意見 | 2025-09-16 | - | |
| RO | 期貨合約交易 | 2025-09-16 | - | |
| RO | 證券交易 | 2025-09-16 | - | |
| China Securities (International) Asset Management Company Limited | Rep | 提供資產管理 | 2017-01-11 | 2020-05-13 |
| China Securities (International) Brokerage Company Limited | Rep | 期貨合約交易 | 2015-05-21 | 2025-09-16 |
| Rep | 證券交易 | 2015-05-21 | 2025-09-16 |