| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-12-15 | 2023-06-02 |
| Rep | 證券交易 | 2022-12-15 | 2023-06-02 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2020-02-18 | 2020-11-24 |
| Rep | 就證券提供意見 | 2020-02-18 | 2020-11-24 | |
| Rep | 期貨合約交易 | 2020-02-18 | 2020-11-24 | |
| Rep | 證券交易 | 2020-02-18 | 2020-11-24 |