| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2024-10-30 | 2024-11-01 |
| Rep | 證券交易 | 2024-10-30 | 2024-11-01 | |
| Rep | 期貨合約交易 | 2022-12-23 | 2022-12-30 | |
| Rep | 證券交易 | 2022-12-23 | 2022-12-30 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2020-02-21 | 2021-06-03 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2020-02-21 | 2021-06-03 |
| Rep | 期貨合約交易 | 2020-02-21 | 2021-06-03 | |
| Rep | 證券交易 | 2020-02-21 | 2021-06-03 |