| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-03-17 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-03-17 | - |
| Rep | 證券交易 | 2022-03-17 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-01-05 | 2021-09-29 |
| Rep | 期貨合約交易 | 2021-01-05 | 2021-09-29 | |
| Rep | 證券交易 | 2021-01-05 | 2021-09-29 | |
| Rep | 就證券提供意見 | 2020-02-21 | 2020-05-11 | |
| Rep | 證券交易 | 2020-02-21 | 2020-05-11 |
已採集記錄中暫無金管局登記。