| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2022-11-09 | - |
| Rep | 證券交易 | 2022-11-09 | - | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2020-02-21 | 2022-08-01 |
| Rep | 就證券提供意見 | 2020-02-21 | 2022-08-01 | |
| Rep | 期貨合約交易 | 2020-02-21 | 2022-08-01 | |
| Rep | 證券交易 | 2020-02-21 | 2022-08-01 |