| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2024-04-26 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2024-04-26 | - |
| Rep | 證券交易 | 2024-04-26 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2015-10-02 | 2023-10-24 |
| Rep | 就證券提供意見 | 2015-10-02 | 2023-10-24 | |
| Rep | 證券交易 | 2015-10-02 | 2023-10-24 | |
| CGS International Securities Hong Kong Limited | Rep | 就機構融資提供意見 | 2015-05-29 | 2015-09-03 |
| Rep | 證券交易 | 2015-05-29 | 2015-09-03 |
已採集記錄中暫無金管局登記。