| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2023-10-19 | - |
| Rep | 證券交易 | 2023-10-19 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2020-02-27 | 2023-08-11 |
| Rep | 證券交易 | 2020-02-27 | 2023-08-11 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2020-02-27 | 2023-08-11 |