| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就證券提供意見 | 2023-03-10 | - |
| Rep | 證券交易 | 2023-03-10 | - | |
| CMB International Global Markets Limited | Rep | 就證券提供意見 | 2023-01-12 | - |
| Rep | 證券交易 | 2023-01-12 | - | |
| CEB International Capital Corporation Limited | Rep | 就證券提供意見 | 2022-02-16 | 2023-01-01 |
| Rep | 證券交易 | 2022-02-16 | 2023-01-01 | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2020-11-02 | 2022-01-03 |
| Rep | 期貨合約交易 | 2020-11-02 | 2022-01-03 | |
| Rep | 就證券提供意見 | 2020-03-02 | 2022-01-03 | |
| Rep | 證券交易 | 2020-03-02 | 2022-01-03 |