| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2025-07-31 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2021-03-22 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2021-03-22 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2020-09-24 | 2021-02-28 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-09-24 | 2021-02-28 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2019-07-03 | 2020-08-27 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2019-07-03 | 2020-08-27 |
| Finet Securities Limited | Rep | 證券交易 | 2019-03-26 | 2019-05-22 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2015-07-09 | 2018-12-31 |
| Rep | 證券交易 | 2015-06-05 | 2018-12-31 |
已採集記錄中暫無金管局登記。