| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2025-06-05 | - |
| Rep | 證券交易 | 2025-06-05 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-06-05 | - |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2023-10-27 | 2025-02-19 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2023-10-27 | 2025-02-19 |
| Rep | 證券交易 | 2023-10-27 | 2025-02-19 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-06-05 | 2018-05-09 |
| Rep | 就證券提供意見 | 2015-06-05 | 2018-05-09 | |
| CLSA LIMITED | Rep | 就證券提供意見 | 2015-06-05 | 2018-05-09 |
| Rep | 證券交易 | 2015-06-05 | 2018-05-09 |
已採集記錄中暫無金管局登記。