| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 提供自動化交易服務 | 2017-01-23 | 2020-10-30 |
| Rep | 期貨合約交易 | 2017-01-23 | 2020-10-30 | |
| Rep | 證券交易 | 2017-01-23 | 2020-10-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-06-01 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-06-01 | 2016-03-08 |
| Rep | 證券交易 | 2015-06-01 | 2016-03-08 |