| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AURUMX CAPITAL (HK) LIMITED | RO | 就證券提供意見 | 2024-03-05 | 2026-09-21 |
| RO | 提供資產管理 | 2024-03-05 | 2026-09-21 | |
| EBANG SECURITIES INTERNATIONAL (HK) LIMITED | RO | 證券交易 | 2024-03-05 | - |
| PATRONS SECURITIES LIMITED | RO | 就證券提供意見 | 2022-08-30 | 2024-02-26 |
| RO | 證券交易 | 2022-02-22 | 2024-02-26 | |
| Rep | 證券交易 | 2021-10-28 | 2022-02-22 | |
| Rifa Asset Management Limited | Rep | 提供資產管理 | 2019-02-04 | 2021-06-13 |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2019-02-04 | 2021-06-13 |
| Rifa Securities Limited | Rep | 證券交易 | 2019-01-22 | 2021-06-13 |
| Rich Bay Securities Limited | Rep | 證券交易 | 2017-08-10 | 2018-08-24 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 證券交易 | 2017-05-09 | 2017-07-23 |
| Gong Ping Futures Limited | Rep | 期貨合約交易 | 2015-06-02 | 2017-04-28 |
| Gong Ping Securities Limited | Rep | 證券交易 | 2015-06-02 | 2017-04-28 |
已採集記錄中暫無金管局登記。