| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 就證券提供意見 | 2024-07-31 | - |
| Rep | 證券交易 | 2024-07-31 | - | |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2021-04-27 | 2023-05-04 |
| Rep | 證券交易 | 2021-04-27 | 2023-05-04 | |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-02-13 | 2021-04-07 |
| Soochow Securities International Capital Limited | Rep | 就機構融資提供意見 | 2019-02-13 | 2021-04-07 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2015-05-26 | 2019-01-19 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-05-26 | 2019-01-19 |
| Rep | 證券交易 | 2015-05-26 | 2019-01-19 |