| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2024-05-24 | 2024-05-29 |
| Rep | 證券交易 | 2023-02-10 | 2023-02-24 | |
| Rep | 證券交易 | 2022-06-10 | 2022-06-25 | |
| Rep | 證券交易 | 2018-12-06 | 2018-12-12 | |
| Rep | 證券交易 | 2018-11-22 | 2018-11-30 | |
| Rep | 證券交易 | 2018-03-26 | 2018-03-27 | |
| Rep | 證券交易 | 2018-03-12 | 2018-03-15 | |
| Rep | 證券交易 | 2015-05-28 | 2016-11-01 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2015-05-28 | 2016-11-01 |
| Rep | 證券交易 | 2015-05-28 | 2016-11-01 |