| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 就證券提供意見 | 2018-07-06 | 2025-09-22 |
| Rep | 提供資產管理 | 2018-07-06 | 2025-09-22 | |
| Rep | 證券交易 | 2018-07-06 | 2025-09-22 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-01-23 | 2018-04-13 |
| Rep | 期貨合約交易 | 2015-07-13 | 2018-04-13 | |
| Rep | 證券交易 | 2015-07-13 | 2018-04-13 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2015-05-26 | 2015-06-17 |