| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就機構融資提供意見 | 2026-11-10 | - |
| Rep | 就證券提供意見 | 2026-11-10 | - | |
| Rep | 證券交易 | 2026-11-10 | - | |
| CGS International Securities Hong Kong Limited | RO | 證券交易 | 2026-06-24 | 2026-08-31 |
| Rep | 證券交易 | 2025-03-06 | 2026-06-24 | |
| Rep | 就證券提供意見 | 2025-03-06 | 2026-08-31 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2023-12-22 | 2025-01-08 |
| Rep | 證券交易 | 2023-12-22 | 2025-01-08 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2015-06-09 | 2022-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2015-06-09 | 2022-12-06 |
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