| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-09-09 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2024-08-14 | - |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2021-05-26 | 2023-08-09 |
| CNI Securities Group Limited | Rep | 證券交易 | 2020-03-17 | 2021-04-16 |