| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2017-05-05 | 2017-05-10 |
| Rep | 證券交易 | 2017-05-05 | 2017-05-10 | |
| Rep | 就證券提供意見 | 2017-01-18 | 2017-01-20 | |
| Rep | 證券交易 | 2017-01-18 | 2017-01-20 | |
| Rep | 就證券提供意見 | 2016-10-13 | 2016-10-18 | |
| Rep | 證券交易 | 2016-10-13 | 2016-10-18 | |
| Rep | 就證券提供意見 | 2016-05-17 | 2016-05-20 | |
| Rep | 證券交易 | 2016-05-17 | 2016-05-20 | |
| Rep | 就證券提供意見 | 2015-06-17 | 2015-06-19 | |
| Rep | 證券交易 | 2015-06-17 | 2015-06-19 |